Center for Financial Planning Diversity Summit

October 23, 2018

8:00 a.m. – 6:30 p.m.

The Times Center, New York City


8:00 – 8:30 a.m. REGISTRATION
8:00 – 8:30 a.m.

BREAKFAST

8:30 – 8:35 a.m.

Welcome
Kevin Keller

CEO

CFP Board

8:35 – 8:45 am

The Power of Opportunity
Andy Sieg

Head of Wealth Management

Merrill Lynch

8:45 – 8:50 am

Introduction to Opening Keynote
Cy Richardson

Senior Vice President, National Urban League

Chair of Diversity Advisory Group, Center for Financial Planning
8:50 – 9:05 am

Opening Keynote

Carla Harris

Vice Chairman, Wealth Management

Morgan Stanley

9:05 – 9:10 am

Introduction to Thought Leadership Paper

Cynthia Owyoung

Vice President, Diversity and Inclusion

Charles Schwab

9:10 – 10:10 am

Thought Leadership Paper: Findings and Recommendations

Peter Fondulas 

President  

Fondulas Strategic Research  

 

Whitney Tome

Principal

The Raben Group

10:15 – 10:30 am BREAK
10:30 – 10:35 am

Introduction to “CFP Pro® Talks”

Kate Healy

Managing Director, Generation Next

TD Ameritrade Institutional

10:35 – 11:15 am

“CFP Pro® Talks:” Personal Reflections on Barriers and Opportunities

  • Moderator: Kate Healy, Managing Director, Generation Next, TD Ameritrade Institutional
  • Louis Barajas, CFP®, Wealth & Business Manager, Wealth Management LAB
  • Phuong Luong, CFP®, Financial Planner, Just Wealth, LLC
  • Rianka Dorsainvil, CFP® , Founder and President, Your Greatest Contribution and Spokeswoman, “I Am a CFP® Pro” Campaign 
11:15 am – 12:30 pm

Meeting the Challenge: Creating a More Diverse Financial Planning Profession

  • Moderator: Sharon Epperson, Senior Personal Finance Correspondent, CNBC
  • Dr. Frank Dobbin, Professor of Sociology, Harvard University
  • Frank Paré​​​​​​​, CFP®, President, Financial Planning Association
  • Lazetta Rainey Braxton, CFP® President, AAAA Foundation and Chair, Association of African American Financial Advisors
  • Catalina Camoscio, Vice President, Recruiting & Development, Prudential
12:30 – 12:35 pm

Reflections on the Morning and Invitation to Lunch

Richard Salmen, CFP®

Chair

CFP Board

12:35 – 2:00 pm

LUNCH


Introduction to Fireside Chat
Danielle Beyer

CEO

New America Alliance


Fireside Chat: Transforming the Culture of the Financial Services Industry

John Rogers

Founder, CEO and CIO

Ariel Investments

 

Hon. Henry Cisneros

Partner, Siebert Cisneros Shank & Co.

Former Mayor of San Antonio and Former Secretary of HUD

2:00 – 2:10 pm

What the Center is Doing
Marilyn Mohrman-Gillis

Executive Director

Center for Financial Planning

2:10 – 2:15 pm

Introduce Breakout Groups
Audra Bohannon

Senior Partner

Korn Ferry

2:15 – 2:30 pmBREAK 
2:30 – 3:15 pm

Breakout Groups

 

Facilitators

  • Kate Healy, Managing Director, Generation Next, TD Ameritrade Institutional
  • Jorge Quezada, Director of Leadership Development, Diversity & Inclusion, Northwestern Mutual
  • Leslie Tabor, Managing Director, Business Consulting & Education, Charles Schwab Advisor Services
  • Jocelyn D. Wright, MBA, CFP®, Managing Partner, Ascension Investment Advisors, and Consultant, The American College of Financial Services
  • Cheryl Nash, President, Investment Services, Fiserv
3:15 – 3:45 pmBREAK
3:45 – 4:30 pm

Action Items: Breakout Groups Recap Panel

  • Moderator: Audra Bohannon, Senior Partner, Korn Ferry
  • Kate Healy, Managing Director, Generation Next, TD Ameritrade Institutional
  • Jorge Quezada, Director of Leadership Development, Diversity & Inclusion, Northwestern Mutual
  • Leslie Tabor, Managing Director, Business Consulting & Education, Charles Schwab Advisor Services
  • Jocelyn D. Wright, MBA, CFP®, Managing Partner, Ascension Investment Advisors, and Consultant, The American College of Financial Services
  • Cheryl Nash, President, Investment Services, Fiserv
4:30 – 4:35 pm

Introduction of Closing Talk
Bob Glovsky, CFP®

Vice Chair & Principal, The Colony Group

Chair of Advisory Council, Center for Financial Planning 

4:35 – 4:50 pm

Closing Talk

Marc Morial

President and CEO

National Urban League

4:50 – 5:00 pm

Call to Action
Cy Richardson, Senior Vice President, National Urban League

Chair of Diversity Advisory Group, Center for Financial Planning 

5:00 – 6:30 pmReception